Portfolio Management

Account Custodians

As a fiduciary, we are fundamentally concerned about the safety of our clients portfolio assets. Our due diligence hurdles on account custodians include those that are financially strong, provide clients 24/7 online account access, have low account and trading fees and have demonstrated consistent high level personal customer service, provide additional account insurance and demonstrate integrity as a business organization.

Below are the custodians that we may use for managed portfolio brokerage and trust type accounts, in alphabetical order:

• AssetMark
• Equity Trust Company
  
• Goldman Sachs
• Interactive Brokers
  
• LPL Financial
• Pershing
  
• SEI Trust Company

Collectively, these custodians may also be Platform Managers and provide related investment advisory and performance measurement services that may be provided through their third-party platform. As Platform Managers, they would be responsible for managing model portfolios, taking into account each client risk profile.

RETIREMENT PLAN CUSTODIANS

We can work with virtually any record-keeper/custodian, as in the case of retirement plans, the plan sponsor has the final choice and selects their record-keeper/custodian. NAMCOA has never received commissions from any custodian, of any type, our competitive fees can be paid out of plan assets and/or be direct-billed. 

In alphabetical offer, the retirement plan custodians we can work with are:

• Ascensus
• AssetMark
• Empower
• ePlan
• Fidelity
• Newport Retirement Service
• Paychex
• SEI Private Trust Company
• The Pacific Financial Group

For more information, please contact us.